Financial services: licensing records to AI buyers
Advisers and RIAs. Mode's minimum for finance is 15. Reg S-P applies.
- Can a financial advisory or RIA firm sell its data to AI?Mode's 15+ rule for finance, Regulation S-P limits on client information, and how many U.S. investment-advice firms qualify.
- Regulation S-P and AI data licensing for advisers and broker-dealersWhat Regulation S-P means for an SEC-registered firm thinking about licensing records to an AI buyer.
What could your company's records be worth?
Answer 6 questions. See the published range for a company like yours and which program fits. Takes about a minute.